Compliancy Group LLC – THE GUARDTM: 



IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the day, month, and year first written below.

Compliancy Group, LLC (“Licensor”) and (“Licensee”, “You”) hereby enter into this License, Implementation and Services Agreement (“Agreement”), under which Licensor will provide one or more software licenses to its proprietary, SaaS compliance tracking solution, The GuardTM, on the following terms and conditions:

Purchase of the license for The GuardTM is on an annual, per-subscription basis. Purchase of a license entitles Licensee to a limited, nonexclusive, non-transferable right to access and use The GuardTM. 

This Agreement for a subscription(s) to The GuardTM will be executed under the following financial terms and conditions:

The Agreement will be effective for a period of one (1) year from the date of its execution (“Initial Year”). The Agreement will thereafter Auto-Renew on an annual basis, unless Licensee provides written notice of termination not less than thirty (30) days prior to the end of the then-current term. 

Schedule 1: Outline of Application Services

  1. The GuardTM – HIPAA Compliance Tracking Solution 
  • Self-Auditing, Gap Identification, and Remediation Plans
  • Administrative, Privacy, and Security Risk Assessments 
  • Incident Management (see “Definitions,” below)
  • Business Associate Management
  • Policy & Procedure, Training, and BAA Templates 
  • Document and Version Control 
  • Training and Attestations Tracking
  • Unlimited HIPAA Hotline support, including our Audit Response Program (see “Definitions,” below)
  • Seal of Compliance 

Our Compliance Coaches will work with you, through your Designated Representative, to achieve, illustrate, and maintain HIPAA compliance.  You will receive up to 4 (four) – one hour coaching sessions.  These sessions are for use within the first year of the initial sign-up for the service.  You are entitled to up to 2 (two) – one hour coaching sessions in each Auto-Renew year.  

If Licensee successfully completes all required HIPAA coaching and training for The GuardTM, Licensor will issue the Seal of Compliance to Licensee.

A Licensee who has been awarded the Seal of Compliance will have the right to display the Seal of Compliance on the Licensee’s website.  The Seal of Compliance is meant to Illustrate to auditors, patients, and partners that a licensee’s organization has taken the necessary steps toward achieving HIPAA compliance. 

Additional Application Services: Additional services are listed in the Invoice/Proposal (see Schedule 2).

Schedule 2: Pricing and Additional Services: See Proposal or Invoice 

This License, Implementation and Services Agreement (“Agreement”) is entered between you (“Licensee”) and Compliancy Group LLC (“Licensor”).


A. The services provided (hereinafter referred to as “The GuardTM” or “Application Services”) are a Licensor proprietary Internet-based suite of software made available as a service, as described in Schedule 1 (above) and Schedule 2 (Invoice/Proposal). Upon payment of the license fees set forth in the Invoice or Proposal (attached as Schedule 2), Licensor hereby grants to Licensee a limited, nonexclusive, non-transferable right to access and use (and to permit Licensee’s Authorized Users (as defined below) to access and use) the Application Services for Licensee’s own internal business purposes and the internal business purposes of its Affiliates (as defined herein), each in accordance with the terms and conditions of this Agreement and any user documentation provided online. For the purposes of this Agreement, an “Affiliate” of an entity, is any entity controlled by, controlling, or under common control with such entity.

B. “Authorized Users” are those employees and contractors of Licensee and its Affiliates who are authorized to use the Application Services and have been assigned an individual user ID by Licensor.  Licensee shall require any contractors that are designated as Authorized Users to be bound by confidentiality and license provisions that are substantially as protective of Licensor’s Confidential Information and Application Services as those provisions are set forth in this Agreement.  Licensor agrees to provide Authorized Users with access to the Application Services via the URL and any successor site thereto or such other web sites as may be designated by Licensor (“Web Site”).  Licensee is responsible for providing Internet access, Web browsers, and appropriate hardware and software to all Authorized Users as necessary for access to the Application Services.

C. Designated Representative for HIPAA Compliance Tracking Solution. Licensee shall appoint an individual to serve as Licensee’s Designated Representative. Licensee shall provide the name and contact information of this person to Licensor. This individual shall, in addition to performing any specific duties mentioned herein, attend all Guard Coaching and Training sessions. This person shall ensure that Licensee uses good-faith efforts in the process of learning The GuardTM, and during Licensor-provided training for The GuardTM. Licensee shall, at all times, use reasonable efforts to avoid changing the Designated Representative. In the event a change of Designated Representative is required, Licensee shall use reasonable efforts to provide Licensor with at least at least 10 days prior written notice of any change in the Designated Representative. If Licensee fails to use reasonable efforts to avoid changing the Designated Representative, or fails to provide the required written notice, Licensor reserves the right to charge for any additional (or next) session at the rate of $200 per session. Licensor reserves the right to reject Licensee’s choice of replacement Designated Representative, should Licensor determine the choice to be unsuitable. 

Failure to cancel a session within 24 hours will result in loss of that session. Licensor reserves the right to charge for additional sessions at the rate of $200 per new session.

D. Licensee acknowledges and agrees that it is possible to link to third party applications and services (“Third Party Services”).  Such Third Party Services are not part of the Application Services, and Licensor disclaims all responsibility, warranties and liability pertaining to same.  Any such Third Party Service shall be provided to Licensee pursuant to the terms and conditions offered (and if applicable, for the fees charged) by such Third-Party Services provider, and Licensor is not a party to any such agreement.


A. License Fee.  The annual subscription fee entitles the Licensee’s Authorized Users to the following for a period of one year: (i) the use of the Application Services; (ii) technical support via email and support tickets; (iii) periodic Application Services updates; and (iv) access to the user documentation.

B. Additional Fees. Licensee shall be responsible for any charges for Application Services incurred or authorized through use of any USER ID assigned to Authorized Users even if beyond the terms set forth in a proposal or signed Order Form.

C. Consulting Services OUTSIDE THE SCOPE OF THE GUARDTM, if required. The GuardTM annual subscription fee entitles users to the use of services outlined in Schedule 1, and to the use of additional services as outlined in the Invoice (see Schedule 2).  The annual subscription fee does not cover fees for, or include, Consulting Services.  The scope of any Consulting Services shall be determined on an individual case basis, based upon the unique requirements involved, and are charged on a separate basis in accordance with a STATEMENT OF WORK order form (“SOW”). Licensee shall only be charged for said Consulting Services if the said services and costs/expenses are pre-approved and clearly set forth in a signed SOW Form. Licensee shall reimburse Licensor for all reasonable expenses incurred by Licensor in connection with Consulting Services, when applicable, including but not limited to, travel and lodging expenses, communications charges, and the cost of supplies.

D. Additional Subscriptions. Each additional subscription to an Application Service shall be charged at the rate outlined in Schedule 2. If Licensee purchases one or more additional subscriptions during an existing license term, the cost of the additional subscription or subscriptions will be pro-rated for that license term. 

E. Price Increase. Upon annual license renewal, Licensor reserves the right to implement a price increase, not to exceed 5% in a given contract year. This increase shall apply to all subscriptions and Application Services purchased by licensee. Additional subscriptions to an Application Service, purchased by Licensee after the Initial Term, shall be charged at the price in effect at the time of such purchase(s).  

F. Taxes.  Licensee shall be solely liable for payment of any state or local sales, use, excise, value-added or other taxes of a similar nature, if any, that may be due on account of Licensee’s and Authorized Users’ use of the Application Services, and if applicable, the Consulting Services.

G. Invoicing.  All payments hereunder shall be made in U.S. dollars.  Unless otherwise stated in the Order Form, all amounts invoiced hereunder shall be due and payable thirty (30) days after the date of the invoice.  Not more than once every twelve months during the term of the Agreement, Licensor reserves the right to institute new or additional fees, and to change its policies, methods, or procedures with respect to pricing and billing, upon not less than sixty (60) days’ notice to Licensee. During any such notice period, Licensee shall have the option to terminate access to the Application Services rather than pay the increased fees. 

H. Failure to Pay.  If Licensee fails to pay any outstanding balance for one (1) month following the date upon which such charge was due, Licensor reserves the right to suspend its performance of the Application Services (and, if applicable, the Consulting Services) without notice to Licensee and without any liability for any damages incurred as a result of such suspension.  If Licensor elects to suspend such performance, upon payment of the appropriate balance (and, if requested by Licensor, receipt of adequate assurances of future payment from Licensee) Licensor may, at its sole discretion, reinstate its performance within thirty (30) days of suspension.


A. Term.  The initial license term shall commence upon the date the Order Form for the Application Services is executed by the parties (“Initial License Year”). At the end of the Initial License Year, this Agreement will renew (“Auto-Renew”) for a period of one (1) year, and each year thereafter (“Auto Renew Term”), unless Licensee provides written notice of termination not less than thirty (30) days prior to end of the then-current term. Pricing is outlined in Schedule 2.  To terminate, please call 855.854.4722 option 4 Monday through Friday, 9:00 a.m. until 5:00 p.m. (EST) or email [email protected] 

B.  Mutual Termination Rights. In the event that either party is in breach of any material obligation set forth in this Agreement, that party shall notify the other party in writing. If the breaching party has not cured its breach within sixty (60) days following such notice, then the other party may elect to terminate this Agreement. In the event of termination by Licensor, Licensee shall be entitled to a pro rata refund.

C. Bankruptcy. If one of the parties is declared insolvent or bankrupt, either party may immediately terminate this Agreement. 

D. Licensor may terminate this Agreement for certain Licensee conduct or convenience. If Licensor determines that Licensee uses or seeks to use the Application Services in a manner that is unlawful, or that is inconsistent with Licensee’s rights, duties, and obligations hereunder, Licensor may immediately terminate this Agreement. 

E. 30-day Cancellation. If Licensee is not satisfied with the Application Services, Licensee may cancel for up to thirty (30) days from the date of execution of this agreement for no charge.  Upon such cancellation, Licensee may not use any of Licensor’s copyrighted material, policies, procedures, training, templates, agreements, or work product, from or through the use of The GuardTM.

F. Effect of Termination.  Upon termination of the Application Services, Licensee shall no longer be permitted access to the Application Services and each Authorized User ID shall be deactivated. Termination, for whatever reason, shall not affect Licensor’s entitlement to any sums due for Application Services or Consulting Services performed prior to such termination.

G. Transition Assistance.  Prior to and for a period not to exceed thirty (30) days following any termination or expiration of this Agreement, Licensor agrees to cooperate in good faith with Licensee at Licensee’s request in connection with transition matters, including the transfer to Licensee or an entity designated by Licensee of all Licensee Data that may be stored, housed, or hosted by Licensor or on the Application Services.  During the applicable transition period, Licensor will cooperate and work in consultation with Licensee to provide for the orderly transfer of the operations to the Designated Representative of Licensee. Notwithstanding the foregoing, in the event of any termination of this Agreement due to a breach by Licensee of its obligations to pay Licensor fees that are due and outstanding, Licensor will not be responsible to provide the transition assistance set forth in this Section until such time as Licensee has paid all undisputed fees that are due and outstanding in accordance with the terms of this Agreement.


All Authorized Users of the Application Services and Web Site will be given unique USER IDs.  Authorized Users shall maintain as personal and confidential the assigned unique USER IDs and activating passwords for the Application Services. Authorized Users are prohibited from transferring or sharing the Licensee-assigned unique USER IDs and from revealing the activating passwords to any other person(s). Any violation of the foregoing may result in an immediate termination of Licensee’s access rights to the Application Services.  Licensee is responsible for all use or misuse of the Application Services by the Authorized Users of any third party using the USER ID and password of an Authorized User. Licensee and each Authorized User are responsible for maintaining the security and confidentiality of the USER IDs and passwords assigned to them for access to the Application Services.  Licensee shall be responsible for assigned account USER IDs, active passwords, and/or granting permissions, and authorizing vendor/client account associations in the Application Services.


A. Licensee acknowledges that the Application Services are, at all times, owned by Licensor, and constitute valuable intellectual property of Licensor. Licensor reserves all rights in the Application Services not expressly granted to Licensee or any Authorized Users hereunder. Neither Licensee nor any Authorized User may: (a) modify, translate, reverse engineer, decompile, disassemble, creative derivative works of, or otherwise attempt to derive any source code of the Application Services; (b) alter or copy, or permit a third party to alter or copy, any part of the Application Services; (c) use the Application Services to provide services to third parties; (d) incorporate the Application Services into other software; (e) use the Application Services except as described herein; or (f) sublicense, distribute, sell, assign (except as provided in Section 12, below), transfer, lease, loan, pledge, or rent the Application Services to any third party.

B. Seal of Compliance:  The Seal of Compliance Illustrates to auditors, patients, and partners that your organization has taken the necessary steps toward achieving HIPAA compliance, and has documentation to support its good-faith efforts to achieve HIPAA compliance. Licensor reserves the right to not issue the Seal if the Licensee fails to satisfy the requirements of The GuardTM methodology and process. Licensor may refuse to issue the Seal of Compliance if, in the exercise of its reasonable discretion, Licensor determines that Licensee is not making good-f